Total Compensation is targeted at $125K - $175K. To be determined based on candidate's credentials, experiences, and potential value to the department / firm.
Position is based in NYC / hybrid.
Manager / Senior Manager – Compliance and Quality Control
Our client is a Nationally Recognized Statistical Ratings Organization (NRSRO) and is recognized by The National Association of Insurance Commissioners (NAIC) and The European Securities and Markets Authority (ESMA) as a Credit Rating Provider. They serve as a global integrated risk assessment firm that empowers organizations to make better decisions by issuing timely and accurate ratings. Long established as a leading global provider of independent ratings, their platform offers greater transparency, more informed decisions, and fair access to information coupled with competitive pricing and cutting-edge technology. Reporting directly to the Chief Risk and Compliance Officer this individual will serve as a key member of the team and company as they continue to rapidly expand.
Specific Responsibilities will include (but not be limited to):
The Sr. Manager, Compliance and Quality Control is accountable for evaluating the Ratings team’s adherence to methodologies and procedures for determining credit ratings, as well as the overall consistency of credit ratings throughout the organization. The role will also be accountable for helping to evaluate controls intended to ensure compliance with SEC regulations pertaining to credit rating agencies. This is a highly visible role within the company and will involve regular communication with senior management.